We have a zero tolerance approach to any form of financial crime and comply with all applicable regulations in the jurisdictions we operate in.
We adopt a risk based approach, supported by internal policies, procedures and controls to ensure that we meet the high standards expected of us to combat money laundering, terrorist financing and other financial crimes.
SCB Group companies are overseen by relevant regulatory authorities in the jurisdictions we operate in. Principally, these authorisations are:
SCB & Associates Limited is authorised and regulated by the Financial Conduct Authority in the UK under FRN: 592324
SCB Derivatives LLC (United States of America) is an authorised Introducing Broker regulated by the National Futures Association under ID: 0440120 and the CFTC.
SCB & Associates Limited (United Kingdom) is an exempt foreign firm under CFTC regulation 30.5.
SCB Brokers LLC (Puerto Rico) is authorised and regulated by the National Futures Association in the USA: 0484646.
SCB Brokers SA (Switzerland) is an authorised Introducing Broker regulated by the National Futures Association under ID: 0510531 and the CFTC.
SCB Brokers SA
Avenue de Perdtemps 23
CH 1260 Nyon
SCB & Associates Ltd.
16 Dufferin Street
London EC1Y 8PD
SCB & Associates PTE. Ltd.
6 EU Tong Sen Street
11-13 Soho 1, The Central
SCB Brokers, LLC
425 Carr 693 STE 1
Dorado PR 00646-4817
United States of America
SCB Derivatives, LLC
71 South Wacker Drive
Chicago, IL 60606
Please note that SCB Group companies routinely record and retain Instant Message communications. These communications are then held for the security of all parties and will be used in the event of a dispute to ascertain facts.
Internet e-mail may be susceptible to data corruption, interception and unauthorized amendment for which SCB Group companies do not accept liability. Whilst SCB Group companies have taken reasonable precautions to ensure that e-mails and any attachments have been swept for viruses, SCB Group companies do not accept liability for any damage sustained as a result of viruses. Statements in e-mail messages or attachments that do not relate to the business of SCB Group companies are neither given nor endorsed by the Company or their Directors.
Please note that SCB Group companies reserve the right to intercept, monitor, and retain e-mail messages to and from their systems as permitted by applicable law. If you are not comfortable with the risks associated with e-mail messages, you may decide not to use e-mail to communicate with SCB Group companies but use alternative methods of communication.
SCB Group companies email policies do not require that “cc” recipients read or respond to an email. SCB Group companies policies are that “cc” recipients are being included either as a courtesy or to ensure a discussion is carried out in public or to give persons an opportunity to become involved in a discussion should they wish to do so.
Please note that SCB Group companies routinely record telephone conversations on all lines. These conversations are then held for the security of all parties and will be used in the event of a dispute to ascertain facts.